SEC Form 4 · accession 0001042167-19-000009
STRATTEC SECURITY CORP · STRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold M Stratton II
Director
Period of report
Feb 8, 2019
Accepted (ET)
Feb 8, 2019 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Feb 8, 2019 | M | 10,800 | $10.92 | A | 68,154 | D | |
| Common Stock, par value $.01 per shareF2 | holding | — | — | — | 2,501 | I | Footnote 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F3 | $10.92 | Feb 8, 2019 | M | 10,800 | D | Feb 26, 2010 | Feb 26, 2019 | Common Stock | 10,800 | 0 | D |
Explanation of responses
- F143,600 of these shares are held jointly by Mr. Stratton and his spouse.
- F2These shares are held in various trusts as to which Mr. Stratton is co-trustee and/or beneficiary.
- F3The common stock option vested pro rata over a four-year period on each of February 26, 2010, February 25, 2011, February 26, 2012 and February 26, 2013.