SEC Form 4 · accession 0001042167-16-000268
STRATTEC SECURITY CORP · STRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold M Stratton II
Director
Period of report
Aug 23, 2016
Accepted (ET)
Aug 24, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1,F2 | Aug 23, 2016 | A | 600 | $0.00 | A | 57,004 | D | |
| Common Stock, par value $.01 per shareF3 | holding | — | — | — | 22 | I | Note | |
| Common Stock, par value $.01 per shareF4 | holding | — | — | — | 2,501 | I | Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of restricted stock which vest pro rata over a three year period on the anniversary of the date of grant (i.e., one-third vest on each of August 23, 2017, August 23, 2018 and August 23, 2019).
- F222,900 of these shares are held jointly by Mr. Stratton and his spouse.
- F3Mr. Stratton owns these shares in the STRATTEC SECURITY CORPORATION Employee Savings and Investment Plan Trust.
- F4These shares are held in various trusts as to which Mr. Stratton is co-trustee and/or beneficiary.