SEC Form 4 · accession 0001042167-15-000126
STRATTEC SECURITY CORP · STRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold M Stratton II
Director
Period of report
Aug 12, 2015
Accepted (ET)
Aug 13, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000933034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Aug 12, 2015 | M | 14,360 | $22.47 | A | 59,324 | D | |
| Common Stock, par value $1.01 per shareF2 | holding | — | — | — | 22 | I | Note | |
| Common Stock, par value $.01 per shareF3 | holding | — | — | — | 2,501 | I | Note |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy) | $22.47 | Aug 12, 2015 | M | 14,360 | D | Aug 17, 2013 | Aug 17, 2015 | Common Stock | 14,360 | 0 | D |
Explanation of responses
- F126,420 of these shares are held jointly by Mr. Stratton and his spouse.
- F2Mr. Stratton owns these shares in the STRATTEC SECURITY CORPORATION Employee Savings and Investment Plan Trust.
- F3These shares are held in various trusts as to which Mr. Stratton is co-trustee or beneficiary.