SEC Form 4 · accession 0001649633-15-000003
AMERICAN POWER GROUP Corp · APGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arrow, LLC
10% Owner
Period of report
Oct 21, 2015
Accepted (ET)
Oct 23, 2015 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000932699
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C Convertible Preferred Stock, par value $1.00F1 | $0.20 | Oct 21, 2015 | P | 7,789,726 | A | Oct 21, 2015 | — | Common Stock, par value $.01 per share | 7,789,726 | 156 | D |
| Warrants to Purchase Common Stock | $0.20 | Oct 21, 2015 | P | 7,789,726 | A | Oct 21, 2015 | Apr 21, 2020 | Common Stock, par value $.01 per share | 7,789,726 | 9,040,830 | D |
Explanation of responses
- F1Series C Convertible Preferred Stock has no expiration date and is convertible at the respective holder's election