SEC Form 4 · accession 0001635772-15-000002
AMERICAN POWER GROUP Corp · APGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil K Braverman
Director
Period of report
Mar 11, 2015
Accepted (ET)
Apr 14, 2015 · 10:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000932699
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 10% Convertible Preferred StockF1,F2 | — | Mar 11, 2015 | J | 3 | A | — | — | Common Stock | 80,673 | 3 | I |
Explanation of responses
- F1The reported securities are owned directly by North Military Ltd, in which Mr. Braverman is the sole partner. Mr. Braverman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F2The Preferred Stock is convertible at any time, at the holder's election, and has no expiration date. Each share of Preferred Stock has a fair value of $10,000 and is convertible into shares of Common Stock at a conversion price of $.40 per share.
- F3Pro rata distribution from NextView Capital LP, of which North Military Ltd is a limited partner.