SEC Form 4 · accession 0001400257-17-000001
AMERICAN POWER GROUP Corp · APGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N Harger
Director · 10% Owner
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 1:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000932699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2017 | P | 150,000 | $0.10 | A | 650,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase OptionsF1 | — | holding | — | — | — | — | — | Common Stock | 750,000 | 750,000 | D |
Explanation of responses
- F1Options to purchase 250,000 shares of common stock are exercisable at $.12 per share, vest equally over an 18 month period from date of grant and have a term of 10 years from date of grant. Warrants to purchase 500,000 shares of common stock are exercisable at $.14 per share, vest immediately on date of grant and have a term of 10 years from date of grant.