SEC Form 4 · accession 0001400257-16-000005
AMERICAN POWER GROUP Corp · APGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N Harger
Director
Period of report
Jul 11, 2016
Accepted (ET)
Jul 13, 2016 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000932699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2016 | P | 500,000 | $0.14 | A | 500,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.12 | Jul 11, 2016 | A | 250,000 | A | — | Jul 11, 2021 | Common Stock | 250,000 | 250,000 | D |
| Common Stock Purchase Warrant | $0.14 | Jul 11, 2016 | P | 500,000 | A | Jul 11, 2016 | Jul 11, 2021 | Common Stock | 500,000 | 500,000 | D |
Explanation of responses
- F1These options vest in equal monthly installments over 18 months.