SEC Form 4 · accession 0001247176-16-000002
AMERICAN POWER GROUP Corp · APGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Coppa
Officer — CFO
Period of report
Feb 18, 2016
Accepted (ET)
Feb 29, 2016 · 1:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000932699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2016 | P | 100,012 | $0.11 | A | 772,494 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase OptionsF1 | — | holding | — | — | — | — | — | Common Stock | 707,000 | 707,000 | D |
Explanation of responses
- F1Options to purchase 125,000 shares of Common Stock have exercise prices ranging from $.45 to $.80 per share vest immediately upon date of grant and have a term of 10 years from date of grant. Options to purchase 582,000 shares of Common Stock have exercise prices ranging from $.23 to $.36 per share, vest equally over a 5 year term from date of grant and have a term of 10 years from date of grant.