SEC Form 4 · accession 0001162677-17-000017
AMERICAN POWER GROUP Corp · APGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Van Steenwyk
Director · 10% Owner
Period of report
Jan 27, 2017
Accepted (ET)
Mar 3, 2017 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000932699
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant (right to buy)F1,F2 | $0.10 | Jan 27, 2017 | P | 1,025,791 | A | Jan 27, 2017 | Jan 27, 2027 | Common Stock, par value $.01 per share | 1,025,791 | 28,261,629 | I |
Explanation of responses
- F1Issued in connection with Forbearance, Waiver and Amendment Agreement dated January 27, 2017.
- F2By Arrow, LLC. Matthew Van Steenwyk is Director of Arrow, LLC, direct owner of shares.