SEC Form 4 · accession 0001162677-16-000230
AMERICAN POWER GROUP Corp · APGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Van Steenwyk
Director · 10% Owner
Period of report
Sep 13, 2016
Accepted (ET)
Sep 15, 2016 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000932699
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants (right to buy)F1 | $0.20 | Sep 13, 2016 | P | 5,560,000 | A | Sep 13, 2016 | Sep 13, 2021 | Common Stock, par value $.01 per share | 5,560,000 | 27,235,838 | D |
Explanation of responses
- F1Issued in connection with a Credit Support Agreement by and among American Power Group, Inc., American Power Group Corporation, Matthew Van Steenwyk, and Neil K. Braverman dated September 13, 2016. Pursuant to the Common Stock Warrant, Mr. Van Steenwyk will become entitled to purchase an additional 1,390,000 shares of Common Stock if certain conditions are met.