SEC Form 4 · accession 0001162677-16-000217
AMERICAN POWER GROUP Corp · APGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Van Steenwyk
Director · 10% Owner
Period of report
Aug 19, 2016
Accepted (ET)
Aug 24, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000932699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF2 | Aug 19, 2016 | P | 1,176,471 | $0.17 | A | 15,266,760 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants (right to buy)F1,F3 | $0.17 | Aug 19, 2016 | P | 1,176,471 | A | Aug 19, 2016 | Aug 19, 2021 | Common Stock, par value $.01 per share | 1,176,471 | 21,050,858 | I |
Explanation of responses
- F1Issued in connection with a $200,000 investment by The Matthew Donald Van Steenwyk GST Trust in exchange for 1,176,471 shares of common stock and an equal number of warrants.
- F2Issued to The Matthew Donald Van Steenwyk GST Trust. Mr. Van Steenwyk is the trustee of said Trust.
- F3Issued to The Matthew Donald Van Steenwyk GST Trust. Mr. Van Steenwyk is the trustee of said Trust.