SEC Form 3 · accession 0001140361-17-010262
BALCHEM CORP · BALCHEM CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Edward Kuehner
Officer — Vice President - Operations
Period of report
Feb 21, 2017
Accepted (ET)
Mar 2, 2017 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 8,739 | D | ||
| Common StockF2 | holding | — | — | — | 1,343 | D | ||
| Common StockF3 | holding | — | — | — | 2,241 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $17.20 | holding | — | — | — | Dec 10, 2009 | Dec 10, 2018 | Common Stock | 11,000 | — | D |
| Employee Stock Option (right to buy)F4 | $21.39 | holding | — | — | — | Dec 8, 2010 | Dec 8, 2019 | Common Stock | 18,000 | — | D |
| Employee Stock Option (right to buy)F4 | $32.21 | holding | — | — | — | Dec 6, 2011 | Dec 6, 2020 | Common Stock | 13,900 | — | D |
| Employee Stock Option (right to buy)F4 | $29.06 | holding | — | — | — | Feb 28, 2013 | Feb 28, 2022 | Common Stock | 11,284 | — | D |
| Employee Stock Option (right to buy)F4 | $38.10 | holding | — | — | — | Feb 19, 2014 | Feb 19, 2023 | Common Stock | 9,197 | — | D |
| Employee Stock Option (right to buy)F4 | $50.32 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 4,236 | — | D |
| Employee Stock Option (right to buy)F4 | $58.52 | holding | — | — | — | Feb 19, 2016 | Feb 19, 2025 | Common Stock | 7,120 | — | D |
| Employee Stock Option (right to buy) | $60.85 | holding | — | — | — | Feb 23, 2016 | Feb 23, 2026 | Common Stock | 2,300 | — | D |
| Employee Stock Option (right to buy)F4 | $60.85 | holding | — | — | — | Feb 23, 2017 | Feb 23, 2026 | Common Stock | 15,710 | — | D |
| Employee Stock Option (right to buy)F4 | $85.40 | holding | — | — | — | Feb 20, 2018 | Feb 20, 2027 | Common Stock | 16,680 | — | D |
Explanation of responses
- F1Ownership consists of 3,867 shares held in Reporting Person's Company 401(k)/profit sharing plan account, and 4,872 shares held directly.
- F2Ownership of restricted stock vests in Reporting Person 4 years following the grant date and is further subject to restrictions on transfer in accordance with the provisions of a Restricted Stock Grant Agreement between the Issuer and the Reporting Person, dated February 26, 2014.
- F3Ownership of restricted stock vests in Reporting Person 4 years following the grant date and is further subject to restrictions on transfer in accordance with the provisions of a Restricted Stock Grant Agreement between the Issuer and the Reporting Person, dated February 19, 2015.
- F4Options vest 20% year 1; 40% year 2; and 40% year 3