SEC Form 4 · accession 0001140361-16-065983
BALCHEM CORP · BALCHEM CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dino A Rossi
Director
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2016 | G | 31,000 | $0.00 | D | 97,885 | D | |
| Common StockF2 | holding | — | — | — | 31,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction is filed to reflect the donation by the reporting person of 31,000 shares of Balchem Corporation common stock to the Rossi Trust, a charitable trust of which the reporting person is co-trustee.
- F2Shares held by the Rossi Trust, for which Mr. Rossi serves as a co-trustee. Mr. Rossi, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.