SEC Form 4 · accession 0001140361-15-009414
BALCHEM CORP · BALCHEM CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Fitzpatrick
Officer — VP Administration
Period of report
Feb 19, 2015
Accepted (ET)
Feb 27, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2015 | A | 2,000 | $0.00 | A | 72,783 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $58.52 | Feb 19, 2015 | A | 6,354 | A | — | Feb 19, 2025 | Common Stock | 0 | 6,354 | D |
Explanation of responses
- F1Ownership of the restricted stock does not vest in Reporting person until four years from the grant date and is further subject to restrictions on transfer in accordance with the provisions of a Restricted Stock Grant Agreement between the Issuer and the Reporting Person.
- F2Options vest 20% year 1; 40% year 2; and 40% year 3