SEC Form 4 · accession 0000931948-16-000106
STILLWATER MINING CO /DE/ · SWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary A Sugar
Director
Period of report
May 6, 2016
Accepted (ET)
May 9, 2016 · 12:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931948
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF2,F1 | — | May 6, 2016 | A | 80,000 | A | — | — | Common stock | 80,000 | 91,121 | D |
Explanation of responses
- F1These Deferred Share Units (DSUs) were granted on May 6, 2016, pursuant to the Stillwater Mining Company Independent Director Deferred Share Unit Plan, as the Director's annual grant of Deferred Share Units for 2016, and are fully vested and owned as of the date of the grant. The DSUs are settled in cash upon termination of the reporting person's service on the Board of Directors.
- F2The closing price of Stillwater Mining Company common stock on May 5, 2016.