SEC Form 4/A · accession 0001615774-18-006662
GlyEco, Inc. · GLYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ian Rhodes
Officer — Chief Executive Officer · Director
Period of report
Jul 11, 2018
Accepted (ET)
Jul 18, 2018 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931799
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jul 11, 2018 | A | 2,233 | $5.38 | A | 7,642 | D | |
| Common StockF2,F3,F4 | holding | — | — | — | 5,193 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common stock was purchased under the Employee Stock Purchase Plan.
- F2Shares have been split-adjusted pursuant to the Company's 1-for-500 reverse stock split, immediately followed by a 4-for-1 forward stock split effective July 10, 2018.
- F3This amendment to the Form 4 filed on July 13, 2018 corrects the number of shares directly owned by the reporting person and includes the number of shares indirectly owned by the reporting person through his IRA.
- F4Held by custodian of an IRA for benefit of reporting person.