SEC Form 4 · accession 0001615774-17-004431
GlyEco, Inc. · GLYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Rhodes
Officer — Chief Executive Officer
Period of report
Jul 31, 2017
Accepted (ET)
Aug 14, 2017 · 9:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931799
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2017 | A | 39,542 | $0.077 | A | 282,044 | D | |
| Common StockF3 | Jul 31, 2017 | X | 125,000 | $0.08 | A | 125,000 | I | By IRA |
| Common Stock | Aug 10, 2017 | X | 655,138 | $0.08 | A | 937,182 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock was granted pursuant to the Company's Equity Incentive Program.
- F2Shares acquired through the exercise of warrants on July 31, 2017, which warrants were acquired in a private placement on December 27, 2016.
- F3Held by custodian of an IRA for benefit of reporting person.
- F4Shares purchased pursuant to the exercise of subscription rights by the reporting person in the Issuer's rights offering that closed on August 4, 2017.