SEC Form 4 · accession 0001615774-17-004423
GlyEco, Inc. · GLYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott P Nussbaum
Director
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 9:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931799
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2017 | X | 655,139 | $0.08 | A | 3,621,617 | D | |
| Common StockF1,F2,F3 | Aug 10, 2017 | X | 660,000 | $0.08 | A | 1,316,520 | I | By trust |
| Common StockF1,F4 | Aug 10, 2017 | X | 1,311,667 | $0.08 | A | 1,311,667 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to the exercise of subscription rights by the reporting person in the Issuer's rights offering that closed on August 4, 2017.
- F2This report reflects an updated number of shares held by the reporting person.
- F3Shares held by the Mara Nussbaum 2011 Grantor Trust, of which the reporting person's sister is a beneficiary, and of which the reporting person is the trustee.
- F4Shares held by the Trust FBO Emily Greene, of which the reporting person's wife is a beneficiary.