SEC Form 4/A · accession 0001234542-19-000009
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC · USAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher Thomas Scanlon
Officer — VP Finance, Treasurer & CFO
Period of report
Feb 11, 2019
Accepted (ET)
Feb 20, 2019 · 2:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| USAP Common StockF1 | Feb 11, 2019 | A | 191 | $15.696 | A | 1,191 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares acquired are pursuant to a stock award agreement at which the officer agreed to receive a portion of his 2018 Variable Incentive Compensation in USAP common stock at a 10% discount provided that the officer agreed not to trade or encumber the stock until the first anniversary date.