SEC Form 4 · accession 0001234542-19-000002
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC · USAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Graham McIntosh
Officer — Exec. VP & CTO
Period of report
Feb 11, 2019
Accepted (ET)
Feb 19, 2019 · 11:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| USAP Common StockF1 | Feb 11, 2019 | P | 955 | $15.696 | A | 29,456 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares acquired are pursuant to a stock award agreement at which the officer agreed to receive a portion of his 2018 Variable Incentive Compensation in USAP common stock at a 10% discount provided that the officer agreed not to trade or encumber the stock until the first anniversary date.