SEC Form 4 · accession 0001234542-18-000026
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC · USAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M Zimmer
Officer — Exec VP & Chief Comercial Offi
Period of report
Sep 19, 2018
Accepted (ET)
Sep 20, 2018 · 1:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| USAP Common Stock | Sep 19, 2018 | M | 5,000 | $16.98 | A | 23,574 | D | |
| USAP Common Stock | Sep 19, 2018 | S | 5,000 | $27.7113 | D | 18,574 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $16.98 | Sep 19, 2018 | M | 5,000 | A | — | Oct 21, 2018 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F11250 options exercisable 10/21/2009 1250 options exercisable 10/21/2010 1250 options exercisable 10/21/2011 1250 options exercisable 10/21/2012