SEC Form 4 · accession 0001234542-18-000024
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC · USAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis M Oates
Officer — President & CEO
Period of report
Sep 14, 2018
Accepted (ET)
Sep 19, 2018 · 10:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| USAP Common Stock | Sep 14, 2018 | M | 10,000 | $16.98 | A | 66,569 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $16.98 | Sep 14, 2018 | M | 10,000 | A | — | Oct 21, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F12500 options exercisable 10/21/2009 2500 options exercisable 10/21/2010 2500 options exercisable 10/21/2011 2500 options exercisable 10/21/2012