SEC Form 4 · accession 0001234542-18-000018
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC · USAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Udi Toledano
Director
Period of report
Aug 7, 2018
Accepted (ET)
Aug 8, 2018 · 10:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| USAP Common Stock | Aug 7, 2018 | M | 2,500 | $12.20 | A | 50,800 | D | |
| USAP Common Stock | Aug 7, 2018 | M | 2,500 | $10.20 | A | 53,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $12.20 | Aug 7, 2018 | M | 2,500 | D | Nov 30, 2009 | Nov 30, 2018 | Common Stock | 2,500 | 0 | D |
| Stock OptionF2 | $10.20 | Aug 7, 2018 | M | 2,500 | D | Feb 28, 2010 | Feb 28, 2019 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1825 options exercisable 11/30/2009 825 options exercisable 11/30/2010 850 options exercisable 11/30/2011
- F2825 options exercisable 02/28/2010 825 options exercisable 02/28/2011 850 options exercisable 02/28/2012