SEC Form 4 · accession 0001234542-18-000017
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC · USAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M. David Kornblatt
Director
Period of report
Aug 2, 2018
Accepted (ET)
Aug 3, 2018 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| USAP Common Stock | Aug 2, 2018 | M | 2,500 | $13.89 | A | 23,655 | D | |
| USAP Common Stock | Aug 2, 2018 | S | 2,500 | $29.4424 | D | 21,155 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $13.89 | Aug 2, 2018 | M | 2,500 | D | May 31, 2010 | May 31, 2019 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1825 options exercisable on 05/31/2010 825 options exercisable on 05/31/2011 850 options exercisable on 05/31/2012