SEC Form 4 · accession 0001234542-18-000015
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC · USAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher L Ayers
Director
Period of report
May 31, 2018
Accepted (ET)
Jun 4, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2018 | A | 1,712 | $0.00 | A | 19,155 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $23.92 | May 31, 2018 | A | 1,250 | A | — | May 31, 2028 | Common Stock | 1,250 | 1,250 | D |
Explanation of responses
- F1Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs in 1/3 increments on the first three anniversary dates.
- F2417 options exercisable 05/31/2019 417 options exercisable 05/31/2020 416 options exercisable 05/31/2021