SEC Form 4 · accession 0001234542-17-000008
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC · USAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross C Wilkin
Officer — Chief Financial Officer
Period of report
Mar 3, 2017
Accepted (ET)
Mar 13, 2017 · 3:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| USAP Common StockF1 | Mar 3, 2017 | P | 464 | $12.906 | A | 4,474 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares acquired are pursuant to a stock award agreement at which the officer agreed to receive a portion of his 2016 Variable Incentive Compensation in USAP common stock at a 10% discount provided that the officer agreed not to trade or encumber the stock until the first anniversary date.