SEC Form 4 · accession 0001234542-16-000068
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC · USAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Dunn
Director
Period of report
Aug 31, 2016
Accepted (ET)
Sep 1, 2016 · 9:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931584
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| USAP Common StockF1 | $10.91 | Aug 31, 2016 | A | 2,500 | A | Aug 31, 2017 | Aug 31, 2026 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1825 options exercisable 08/31/2017 825 options exercisable 08/31/2018 850 options exercisable 08/31/2019