SEC Form 4 · accession 0001234542-15-000033
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC · USAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis M Oates
Officer — Chairman, President and CEO
Period of report
Nov 11, 2015
Accepted (ET)
Nov 12, 2015 · 2:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931584
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| USAP Common StockF1 | $11.18 | Nov 11, 2015 | A | 20,000 | A | Nov 11, 2016 | Nov 11, 2025 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F15,000 options exercisable 11/11/2016 5,000 options exercisable 11/11/2017 5,000 options exercisable 11/11/2018 5,000 options exercisable 11/11/2019