SEC Form 4 · accession 0001234542-15-000005
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC · USAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Dunn
Director
Period of report
Feb 4, 2015
Accepted (ET)
Feb 5, 2015 · 9:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| USAP Common Stock | Feb 4, 2015 | M | 2,500 | $18.15 | A | 67,500 | D | |
| USAP Common Stock | Feb 4, 2015 | M | 2,500 | $12.56 | A | 70,000 | D | |
| USAP Common Stock | Feb 4, 2015 | M | 2,500 | $15.63 | A | 72,500 | D | |
| USAP Common Stock | Feb 4, 2015 | M | 2,500 | $14.18 | A | 75,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $18.15 | Feb 4, 2015 | M | 2,500 | D | Feb 28, 2006 | Feb 28, 2015 | Common Stock | 2,500 | 0 | D |
| Stock OptionF2 | $12.56 | Feb 4, 2015 | M | 2,500 | D | May 31, 2006 | May 31, 2015 | Common Stock | 2,500 | 0 | D |
| Stock OptionF3 | $15.63 | Feb 4, 2015 | M | 2,500 | D | Aug 31, 2006 | Aug 31, 2015 | Common Stock | 2,500 | 0 | D |
| Stock OptionF4 | $14.18 | Feb 4, 2015 | M | 2,500 | D | Nov 30, 2006 | Nov 30, 2015 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1825 options exercisable 02/28/2006 825 options exercisable 02/28/2007 850 options exercisable 02/28/2008
- F2825 options exercisable 05/31/2006 825 options exercisable 05/31/2007 850 options exercisable 05/31/2008
- F3825 options exercisable 08/31/2006 825 options exercisable 08/31/2007 850 options exercisable 08/31/2008
- F4825 options exercisable 11/30/2006 825 options exercisable 11/30/2007 850 options exercisable 11/30/2008