SEC Form 4 · accession 0000931584-16-000024
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC · USAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis M Oates
Officer — Chairman, President and CEO · Director
Period of report
Dec 22, 2016
Accepted (ET)
Dec 27, 2016 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 22, 2016 | A | 37,000 | $0.00 | A | 89,786 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F2 | $14.75 | Dec 22, 2016 | A | 13,000 | A | — | Dec 22, 2026 | Common Stock | 13,000 | 13,000 | D |
Explanation of responses
- F1Award of Restricted Stock Units which vest: 15000 units on 12/22/2018 and 22000 on 12/22/2020
- F23250 options exercisable 12/22/2017 3250 options exercisable 12/22/2018 3250 options exercisable 12/22/2019 3250 options exercisable 12/22/2020