SEC Form 4 · accession 0001588305-15-000101
DEAN FOODS CO · DF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Helen McCluskey
Director
Period of report
Nov 10, 2015
Accepted (ET)
Nov 13, 2015 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931336
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Nov 10, 2015 | A | 884 | A | Nov 10, 2016 | Nov 10, 2025 | Common Stock | 884 | 884 | D |
Explanation of responses
- F1The reporting person received an award of restricted stock units (RSUs), which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement.
- F2The RSUs vest annually, on a pro rata basis, over a three year period beginning on the first anniversary date of the grant.