SEC Form 4 · accession 0001588305-15-000035
DEAN FOODS CO · DF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S. Craig McCutcheon
Officer — SVP - Logistics
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2015 | M | 2,666 | $0.00 | A | 2,666 | D | |
| Common Stock | Feb 17, 2015 | D | 2,666 | $16.26 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Award DP700671F1,F2 | $0.00 | Feb 17, 2015 | M | 2,666 | D | Feb 17, 2013 | Feb 17, 2022 | Common Stock | 2,666 | 0 | D |
Explanation of responses
- F1Each unit of phantom stock is the economic equivalent of one share of Common Stock of the issuer. At settlement, the Reporting Person received the cash value of the unit.
- F2This award vests annually, on a pro rata basis, over a 3-year period beginning on the first anniversary date of the award.