SEC Form 4 · accession 0001547137-15-000019
DEAN FOODS CO · DF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc L. Kesselman
Officer — EVP, General Counsel,
Period of report
Feb 16, 2015
Accepted (ET)
Feb 18, 2015 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931336
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 16, 2015 | A | 18,677 | A | Feb 16, 2016 | Feb 16, 2025 | Common Stock | 18,677 | 18,677 | D |
| Restricted Stock UnitsF1 | $0.00 | Feb 16, 2015 | A | 21,001 | A | Feb 16, 2016 | Feb 16, 2025 | Common Stock | 21,001 | 21,001 | D |
Explanation of responses
- F1The reporting person has received an award of restricted stock units, which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a pro rata basis, over a three year period beginning on the first anniversary of the grant date.