SEC Form 4 · accession 0001547137-15-000002
DEAN FOODS CO · DF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hector M Nevares
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 7:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 31, 2014 | S | 13,841 | $19.5255 | D | 88,315 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales are pursuant to a 10b5-1 Sales Plan dated March 13, 2007, and modified on February 18, 2014, between reporting person and J.P. Morgan Securities LLC, acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $0.01 per share.
- F2Includes 5,124 shares of common stock from restricted stock units that have vested, and the reporting person has elected to defer receipt until he is no longer a member of the Issuer's Board of Directors.