SEC Form 4 · accession 0001209191-18-016849
DEAN FOODS CO · DF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad Cashaw
Officer — EVP, Supply Chain
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931336
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | $0.00 | Mar 1, 2018 | A | 32,745 | A | — | — | Common Stock | 32,745 | 32,745 | D |
| Restricted StockF1,F2,F3 | $0.00 | Mar 1, 2018 | A | 46,697 | A | — | — | Common Stock | 46,697 | 46,697 | D |
Explanation of responses
- F1The Reporting Person received an award of restricted stock awards (RSUs), which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement.
- F2RSUs convert into common stock on a one-for-one basis.
- F3This RSU award vests annually, on a pro rata basis, over a 3-year period.