SEC Form 4 · accession 0001209191-17-055403
DEAN FOODS CO · DF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Muse
Director
Period of report
Sep 30, 2017
Accepted (ET)
Oct 3, 2017 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2017 | A | 3,410 | $0.00 | A | 226,762 | D | |
| Common StockF2 | holding | — | — | — | 1,275 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are shares of restricted stock issued in lieu of payment of the cash compensation owed to the Reporting Person for services as a non-employee director. These restricted shares vest in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Voting and dividend rights attach immediately on the entire number of shares issued.
- F2The Reporting Person disclaims beneficial ownership of all shares not directly owned by him.