SEC Form 4 · accession 0001209191-17-043580
DEAN FOODS CO · DF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Tennant Wiseman
Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2017 | A | 2,080 | $0.00 | A | 45,020 | D | |
| Common StockF2 | Jun 30, 2017 | F | 629 | $17.00 | D | 44,391 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are shares of restricted stock issued in lieu of payment of the cash compensation owed to the Reporting Person for services as a non-employee director. These restricted shares vest in three equal increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter. Voting and dividend rights attach immediately on the entire number of shares issued.
- F2A total of 629 shares were surrendered to satisfy tax obligations of the Reporting Person in connection with the vesting of restricted stock awards.