SEC Form 4 · accession 0001209191-17-011243
DEAN FOODS CO · DF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim L Turner
Director
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2017 | M | 2,827 | $0.00 | A | 201,191 | D | |
| Common StockF2 | holding | — | — | — | 37,017 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (DU005782)F3,F4,F1 | $0.00 | Feb 13, 2017 | M | 2,827 | D | — | — | Common Stock | 2,827 | 0 | D |
Explanation of responses
- F1The Reporting Person received a total of 2,827 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs).
- F2The Reporting Person disclaims beneficial ownership of all shares not directly owned by him.
- F3These RSUs were awarded on 2/13/2014. The award vests annually, on a pro rata basis, over a 3-year period.
- F4RSUs convert into common stock on a one-for-one basis.