SEC Form 4 · accession 0001209191-16-151748
DEAN FOODS CO · DF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott K Vopni
Officer — SVP, Finance & CAO
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2016 | S | 24,213 | $19.694 | D | 24,509 | D | |
| Common StockF2,F3 | Nov 21, 2016 | S | 8,892 | $19.894 | D | 15,617 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.65 to $19.755, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price.These shares were sold in multiple transactions at prices ranging from $19.88 to $19.92, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The total does not include a .5 fractional share that was disposed of for cash when the reporting person transferred shares from one brokerage account to another.