SEC Form 4 · accession 0001209191-16-109514

DEAN FOODS CO · DF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 16, 2016

Accepted (ET)

Mar 18, 2016 · 4:48 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000931336

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 16, 2016	M	8,663	$16.98	A	188,441	D
Common Stock	Mar 16, 2016	M	14,357	$17.36	A	202,798	D
Common Stock	Mar 16, 2016	M	10,224	$12.60	A	213,022	D
Common Stock	Mar 16, 2016	M	17,353	$8.96	A	230,375	D
Common Stock	Mar 16, 2016	M	16,713	$10.44	A	247,088	D
Common Stock	Mar 16, 2016	F	42,995	$19.89	D	204,093	D
Common Stock^F1	holding	—	—		—	1,275	I	By Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Exercise of Stock Option (Award NF706489)^F2	$16.98	Mar 16, 2016	M	8,663	D	—	Jun 30, 2018	Common Stock	8,663	D
Exercise of Stock Option (Award NF706516)^F2	$17.36	Mar 16, 2016	M	14,357	D	—	Feb 13, 2019	Common Stock	14,357	D
Exercise of Stock Option (Award NF707267)^F2	$12.60	Mar 16, 2016	M	10,224	D	—	Feb 12, 2020	Common Stock	10,224	D
Exercise of Stock Option (Award NF707331)^F2	$8.96	Mar 16, 2016	M	17,353	D	—	Feb 18, 2021	Common Stock	17,353	D
Exercise of Stock Option (Award NF707383)^F2	$10.44	Mar 16, 2016	M	16,713	D	—	Feb 17, 2022	Common Stock	16,713	D

F1The reporting person disclaims beneficial ownership of all shares not directly owned by him.
F2This option award is fully vested.