SEC Form 4 · accession 0001209191-16-104177
DEAN FOODS CO · DF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly Warmbier
Officer — EVP, Chief HR Officer
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931336
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 26, 2016 | A | 14,256 | A | — | — | Common Stock | 14,256 | 14,256 | D |
Explanation of responses
- F1The Reporting Person received an award of restricted stock units ("RSUs"), which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement.
- F2This RSU award vests annually, on a pro rata basis, over a 3-year period beginning on the first anniversary of the grant date.