SEC Form 4 · accession 0001140361-18-036094

DEAN FOODS CO · DF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1The number of securities reported represents an aggregate number of shares purchased in multiple market transactions over a range of purchase prices. The price reported represents the weighted-average price per share. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased at each separate price within the range. Purchase prices range from $8.25 to $8.45 per share, inclusive.
• F2Each of XO Holding AG, as the sole stockholder of VV Value Vals AG, Priora Holding AG, as the sole stockholder of XO Holding AG, Profectio Beteiligungen AG, as the sole stockholder of Priora Holding AG, STOFFELpart Asset AG, as the sole stockholder of Profectio Beteiligungen AG, and Remo Stoffel, as the sole stockholder of STOFFELpart Asset AG, may be deemed to share voting and dispositive power over, and may be deemed to beneficially own, the shares of common stock of the Issuer directly owned by VV Value Vals AG.
• F3Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Remarks

See Exhibit 99.1, Joint Filer Information, incorporated herein by reference.