SEC Form 4 · accession 0001104659-18-025916
GRAFTECH INTERNATIONAL LTD · EAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. Rintoul
Officer — President and CEO · Director
Period of report
Apr 19, 2018
Accepted (ET)
Apr 23, 2018 · 9:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931148
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $15.00 | Apr 19, 2018 | A | 416,670 | A | — | Apr 19, 2028 | Common Stock | 416,670 | 416,670 | D |
| Deferred Share UnitsF2,F3 | — | Apr 19, 2018 | A | 19,335 | A | — | — | Common Stock | 19,335 | 19,335 | D |
Explanation of responses
- F1The option vests in five equal installments beginning on April 19, 2019.
- F2Each deferred share unit represents a contingent right to receive one share of EAF common stock.
- F3The deferred share units vest on April 19, 2021. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with EAF.