SEC Form 4 · accession 0001140361-15-001055
Rennova Health, Inc. · RNVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Mika
Officer — Director, CEO and President · Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 7, 2015 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931059
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITF1,F4,F2,F3 | — | Jan 1, 2015 | P | 50,000 | A | Jan 1, 2015 | — | Common Stock | 50,000 | 359,692 | D |
Explanation of responses
- F1The total number of shares subject to the award shall vest on January 1, 2015.
- F2RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F3Expiration Date: The RSU Award does not have an expiration date; units will either vest or be forfeited.
- F4Vested and unvested.