SEC Form 4 · accession 0001209191-17-059648
Polaris Inc. · PII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence D Kingsley
Director
Period of report
Jul 25, 2016
Accepted (ET)
Nov 7, 2017 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 25, 2016 | P | 63 | $96.95 | A | 12,102 | D | |
| Common StockF1 | Aug 25, 2016 | P | 39 | $91.285 | A | 12,141 | D | |
| Common StockF1 | Nov 21, 2016 | S | 102 | $84.86 | D | 12,039 | D | |
| Common StockF1 | Dec 22, 2016 | P | 150 | $79.449 | A | 12,189 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects transactions occurring in a brokerage account managed by an investment advisor who maintained discretionary authority over the account. The reporting person's Form 4 reports filed between the dates of these transactions and the date of this report understated his total holdings by the corresponding amount of shares.
- F2The reporting person's purchase of Polaris common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 to the extent of 102 shares, with the reporting person's sale of shares of Polaris common stock at a price of $84.86 per share on November 21, 2016. The reporting person has paid the Company $551.92, representing the full amount of the profit realized in connection with the short-swing transaction.