SEC Form 4 · accession 0001209191-16-145672
Polaris Inc. · PII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Annette K Clayton
Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 12, 2016 · 12:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931015
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CSEF1,F3,F2 | — | Oct 3, 2016 | A | 355 | A | — | — | Common Stock | 355 | 32,072 | D |
Explanation of responses
- F1Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.
- F21 for 1 conversion
- F3Includes 241.14 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.