SEC Form 4 · accession 0001209191-15-015546
Polaris Inc. · PII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P. Jonikas
Officer — V.P. Snow & Slingshot
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2015 | M | 5,598 | — | A | 6,598 | D | |
| Common StockF2 | Feb 13, 2015 | F | 2,699 | $156.00 | D | 3,899 | D | |
| Common StockF3 | holding | — | — | — | 4,870 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock UnitsF1 | — | Feb 13, 2015 | M | 5,598 | D | — | Mar 15, 2015 | Common Stock | 5,598 | 0 | D |
Explanation of responses
- F1Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.
- F2Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock unit award.
- F3Estimate of the number of shares held in the reporting person's ESOP fund as of February 13, 2015. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.