SEC Form 4 · accession 0001209191-15-008054
Polaris Inc. · PII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J. Homan
Officer — President-Adjacent Markets
Period of report
Jan 28, 2015
Accepted (ET)
Jan 30, 2015 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 27,036 | D | ||
| Common StockF1 | holding | — | — | — | 2,405 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $146.36 | Jan 28, 2015 | A | 11,000 | A | — | Jan 28, 2025 | Common Stock | 11,000 | 11,000 | D |
Explanation of responses
- F1Estimate of the number of shares held in the reporting person's ESOP fund as of January 28, 2015. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.
- F2The option vests in two equal installments on January 28, 2017 and January 28, 2019.