SEC Form 4 · accession 0001555569-18-000001
ENCISION INC · ECIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick W Pace
Director
Period of report
Aug 8, 2018
Accepted (ET)
Aug 20, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000930775
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock option-right to buyF1 | $0.38 | Aug 8, 2018 | A | 9,000 | A | Aug 7, 2019 | Nov 7, 2023 | Common stock | 9,000 | 9,000 | D |
Explanation of responses
- F1The shares subject to the option grant vest 33% after the first year service date and in 24 equal monthly installments there after.