SEC Form 4 · accession 0001555569-16-000013
ENCISION INC · ECIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Valerie Ray
Officer — Vp of Operations
Period of report
Mar 31, 2014
Accepted (ET)
Nov 9, 2016 · 12:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000930775
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to Buy)F1 | $1.00 | Mar 31, 2014 | A | 20,000 | A | — | Jun 30, 2019 | Common Stock | 20,000 | 20,000 | D |
| Common Stock Options (right to buy)F2 | $0.50 | Aug 5, 2015 | A | 10,000 | A | — | Nov 5, 2020 | Common Stock | 10,000 | 10,000 | D |
| Common Stock Options (right to buy)F3 | $0.31 | Aug 10, 2016 | A | 15,000 | A | — | Nov 10, 2021 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The shares subject to the option grant vest in equal installments on each of March 31, 2015, March 31, 2016, March 31, 2017, March 31, 2018 and March 31, 2019.
- F2The shares subject to the option grant vest in equal installments on each of August 5, 2016, August 5, 2017, August 5, 2018 August 5, 2019 and August 5, 2020.
- F3The shares subject to the option grant vest in equal installments on each of August 10, 2017, August 10, 2018, August 10, 2019, August 10, 2020 and August 10, 2021.